Introduction to verb phrase structure search patterns.

Last udate Sun Feb 18 05:23:22 PST 2001 Work in Progress

The following work is aimed at contrasting the structural differences between phrasal verbs and other kinds of verbal structures using a data driven perspective. More specifically, a web based syntactic parser is used to isolate certain verbal constructions based on a fore knowledge of likely possibilities. Phrasal verbs are contrasted structures precisely because they can be ambiguous on the surface and are among the most difficult constructions to account for in a data driven model. An example of the types of structures contrasted by these mechanisms are presented by the following examples:

Both, the researcher bent on describing English's verbal structures and the teacher who tries to teach them are challenged when they need to differentiate between the two basic types of English verbal structures that are examplified in sentences 1&3, because they share a common surface structure. As following analysis and discussion will highlight, that while the difference between the two structures is elusive for any system that is contigent on bottom up processing, previous knowledge of possible structure is a valuable and exciting tool. These sentences examples above are meant to demonstrate that the sentences may look the same, and may have words in the same linear order. Potentially, even the words are identical, yet the structures different. The thrust of these examples is that neither the order of the words, nor anything in the surface structure reveal any of internal differences nor their implications.
1. For the purposes of this analysis items 1and 3 are considered structurally identical. The following discussion will develop the contrast between items 1 and 2 because they are more logically contrastable as well as easier to remember and refer to. Item 3 is mentioned here only to show an example of how the the words in the two kinds of structures can indeed be identical. The contrast here is drawn between 1 where the phrase looked up is operating as a PV, and 2 where looked up is operating as a VP.
The adverbial phrase as the flag raised is not essential in or for this analysis, and is added only to make the examples more coherent.

In language analysis, there are tests or modifications that can distinguish between these two kinds of structures. This analysis will make use of these tests or algorythms. Each of these test is targeted at exploiting features in the phrase structure that verify that the resemblance the phrases share on the surface does not allow one to readily predict the type of underlying structure. Then, the implications the structural differences have on the syntax of possible structures is explored by the following discussion. With further inspec tion, the following text will demonstrate how these structures have very different properties. The application of a few established algoryhms can make the distinctions between the two kinds of sentences obvious. Here this is done to point out the difference between these structures while it isolates and describes as many mutually exclusive situations as possible.

There are three components to this presentation


The Criteria for distinguishing phrasal verbs

The following section looks at theoretical basis that substantiates the value of looking for certain sequences while presenting the pattern the parser looks for.
1. Particle shift
1.2 Particle Shift: Pronoun Objects
1.3 Particle shift: Heaviness
2.1 Phrasal Verb Transformations: Nominals.
2.2 Phrasal Verb Transformations: Manner Adverbials
2.3 Phrasal Verb Transformations: Parenthetical
2.4 Phrasal Verb Transformations: Passive
2.5 Phrasal Verb Transformations: Quasi-Passive
2.6 Phrasal Verb Transformations: Relative Clause and Wh questions
3.0 Phrasal Verbs: Tests of Constituency
4.0 Verb + Matrix

I. The Criteria for Distinguishing Phrasal Verbs.



The underlying structure of phrasal verb sentences make them distinguishable from other kinds of constructions. For quite some time, grammarians have used tests or mutually exclusive environments to help in isolating the phrasal verb cases from verb prepositions combinations. When a test can apply to only phrasal verb then it denotes a mutually exclusive enviornment. Verb and particle combinations found in such a situation can be considered PVs.

Basically any of these tests exploit the fact that the particle and the verb form a single constituent in a phrasal verb, where they don’t in other comparable situations. The syntactic ramifications of being a single constituent are throughouly explored by the following rules. The limitations on a situation are chief the result of its phrase structure. These rules all point out that if the verb and particle are a single constiuent, and as such can undergo various transformations. ***** ********* I may delete the next two paragraphs.. but put the info somewhere else

A brief review of the earlier examples, can note some similarities beteen the two kinds of structures. We can see these sentences are different structurally In the case of 1(b) & 1(c) where they have identical words, there are two distinctly different readings each with its own properties that follow from the different structures.

The sentences' ambiguity is clear a lexically based one, because it can be attributed to the presence of a single element, the free morpheme that follows the verb. Throughout this paper this element is called a particle although it is clear, if from only the sentences above, that it can operate as more than one part of speech in a given context. **************


I. Particle shift


Here is an situation where the first example is the best example. The clearest example of the difference between PVs and VPs comes from a transformation often referred to as 'particle shift'. Particle shift points out the syntactic differences between PV and VP unlike any other transformation. In some situations this can mean that the surface structure will outwardly reveal internal phrase structure, unlike the first sentence examples. This situation only happens when then the particle is shifted. The example sentences in a shifted form would look like the following:
b.
(4).a. He looked up the number as the flag raised.
He looked the number up as the flag raised.
(5).a.He looked up the pole as the flag raised. <.td>
b.*He looked the pole up as the flag raised.

As the following citings from Linder point out, the particle's position relative to the direct object is both widely recognized by the academic community and repeatedly documented by grammarians. Mitchell (1958) reporting that the particle can occur in a pre- or post- nominal position is a good place to start. It, in turn, is similar to Live's (1965) contrast of 'M' construction's noun object in mid position with the 'P' construction's obligatory preposition before the noun. Still, yet another comparable schema is Sroka's position c1 where the particle occurs between the verb and its noun object and his position a1 where the particle is sentence final in active sentences. Yet another documentation of shifted PV forms is exemplified in Spear's dictionary's by the lexical entries that use a 'T" category, indicating that they permit particle shift.

For our purposes, this may most clearly be summed up by the following: Bolinger (1971)

"if the combination is transitive the particle can either precede or follow the noun object ."

For the following data driven analysis, the focus is on the fact Bolinger's statement seems to imply that all transitive PVs allow their particles to shift to the far side of their direct object noun phrase. While, as we'll see, the corresponding VPs enjoy no such freedom.

Clearly, as an algorithm or test, this would seem a simple mechanism for distinguishing transitive VPs from transitive PVs based on their ability to separate. This would hold only if all transitive verbs permit such flexibility with the full range of particles, or at least a predictable subset. The casual impression of most grammarians is that the verbs and particles combine assymetrically to form phrasal verbs.

A possible reason that this distribution appears asymmetric may be the result of other factors confounding factors. As further discussion points out, the factors that influence the separation of verb and particle may be subtle thus further complicating any analysis of PV distribution based on a given verb and the full range of particles. What is clear is that all noun phrases are not regarded as equal to PV constructions.


I.2 Particle Shift: Pronoun Objects


The type and quality the of noun phrase can be shown to influence the productivity of the particle shirt transformation in the following cases where pronouns are substituted for noun phrases:

	(6)a. He looked up the number as the flag raised. 

   	    b*He looked up it as the flag raised. 
	    
	    c. He looked it up as the flag raised. 
	
	(7)a.  He looked up the flagpole as the flag raised. 
	     
	    b.  He looked up it as the flag raised. 
	   
	    c.*He looked it up as the flag raised. 
 

A description of phrasal verb behavior would note that if the direct object is nominalized, a shift is practically obligatory.In a manner consistent with the earlier phenomena, the idiosyncrasies of particle shift's behaviour with pronouns has been documented and analyzed by several researchers. Opinions actually differ as to whether the word order exhibited by examples like 3(c) is obligatory or optional. This provides this study with the opportunity to conject as to wether any phrasal verbs can be found with no shift and a nominalized object as the following would document.

Linder's invaluable observations in this area note point out this interesting descriptive question. First, she notes that researchers like Live, Sroka, Palmer and Mitchell believe that this word order (3c) is obligatory, hence contrastive. If this is indeed the case, this would add yet another mutually exclusive enviorment for phrasal verb syntax.

Only further study will reveal if if this environment is exclusive. On the other hand, Linder says that the majority of people portend the relationship only as a tendency or possibility. Case and point Bolinger's (1971) examples in which the particle precedes the noun. Something about finding a naturally occuring situation.

Another person who documented and analyzed example noun phrase's effect on syntax is Wood(). Her contrast of personal or reflexive pronouns in mid position versus demonstrative and possessive pronouns in the end position makes exclusive situations for the type of noun phrases. I will have to find more info on her
This is most tersely summed in the following quote from Linder:

"Rather than list in isolation the conditions on the relative order of the particles and the pronoun object, it is insightful to view them in the context of general tendencies of VPC, which is the main topic of Wood (1955), van Dongen (1919), Erades (1961) and Chapter Nine of Bolinger (1971). The particle's position relative to full noun object is not entirely arbitrary,... but rather is determined by any of a cluster of formal and semantic factors"
I dont know where to put this related information yet :Bolinger points out the conjoined pronouns may follow the particle.

1.3 Particle shift: Heaviness


When considering the reasons why the pronoun noun phrases might operate differently than other kinds of noun phrases, one inevitably notices that the pronouns are usually very small single words especially when contrasted by noun phrases consisting of several words. This might lead some to speculate that heaviness is operating as a confounding element, which limits the size of the phrase that the particle could shift over. As we can see, heaviness does effect the ability of particles to undergo particle shift lessens as the heaviness of the object noun phrase increases. Clearly, the preferred reading favors no shift after a certain point. You are invited to exercis e your particle shift tolerance threshold.


(8). a He looked up the number. b He looked the number up. (9) a. He looked up the phone number. b. He looked the phone number up. (10)a .He looked up the phone number of the theatre. b. He looked the phone number of the theatre up. (11) a. He looked up the phone number of the local movie theatre. b. He looked the phone number of the local movie theatre up. (12). a He looked up the phone number of the local,one dollar mantina movie theatre. b. He looked the phone number of the local, one dollar mantina movie theatre up. (13) a. He looked up the phone number of the local, run-down, one dollar mantina, movie theatre. b. He looked the phone number of the local, run-down, one dollar mantina, movie theatre up. (14) a He looked up the phone number of the local, run-down, two-story, one dollar mantina, movie theatre. b. He looked the phone number of the local, run-down, two story, one dollar mantina, movie theatre up.

The focus here is that clearly, some factors independant from a phrase's type or quality can influence productivity.

2.1 Phrasal Verb Transformations: Nominals.


Another syntactic pattern can be used to distinguish PVs from VPs in a data driven model. Becuase it is it is another mutually exclusive enviroment, nominalization can be a powerful tool for positively identifying PVs. The manner in which PVs nominalize is very productive and very regular. It is possibly the most regular of Pvs transformations. Most PVs are easily made into a nominal through the use of a clear pattern. One would expect any PV that has been nominalized, will have its accompanying NP following separated by an 'of'. If any phrase can be nominalized in this way, as shown in the following examples, then it is a clear indication that that is a PV and not a VP.

 	6. (a) He looked up the number. 

	 (b) His looking up of the number saved him the directory assistance charges. 
	 
  	 (c) He looked up the pole. 
 
	 (d)*His looking up of the pole saved him  from being crushed by the falling flag. 
 

Clearly, trying to nominalize VP just does not work the same way. Nominals are formed by placing an of between a PV and its object NP. A VP can permit no such transformation. make no such construction.

This syntactic pattern was analyzed and identified as a transformation unique to PVs by Fraser when he remarked that PVs' of required a specific placement. Here Fraser identifies this as mutally exlcusive syntactic enviornment of PV as well as a clear template for searching. We can describe this pattern to the parser in the following way.


2.2 Phrasal Verb Transformations: Manner Adverbials


The placement of adverbial information can also be used a clue as to the syntactic category of a questionable combination. This, like the other transformations, is well documented by researchers like Fraser, Legum(i have to find the year) and Mitchell.

In Fraser's analysis of syntactic patterns he notices that only VPs permit the insertion of manner adverbials between the verb and particle where PV do not. Once again the phrases syntactic structure either permits or restricts this sort of productivity. this time the enviornment is a VP one.

	7.(a) *The operator looked directly up the number as the flag raised. 

	(b) The operator looked directly up the pole as the flag raised. 

2.3 Phrasal Verb Transformations: Parenthetical


Similar to the earlier example, and based on the same structural similarity is another form of insertion. As evidence for his "association notion" Fraser cites evidence that can describe yet another exclusive enviornment. He observes that a parenthetical phrases may be inserted between the PV and its object, but not between the VP and its object, as shown here.
	8. (a) He looked up, with the efficiency of a computer, the number and address of  the flagpole manufacturers. 
	(b) *He looked up, with the eye of an eagle, the pole so as to assess its straightness. 
This decribes another enviornment exclusive to PV. It shows an example where the constituent consisting of a particle and object will not allow a phrase to be inserted internally. The fact that the object and noun are ideed separate allows the phrase to be inserted in PV examples.

This tranformation is difficult to encode into a data driven model because of the reccursion neccessary to allow a phrase insertion.


2.4 Phrasal Verb Transformations: Passive


A verbs strucutre dictates what possible transformations the structure can undergo and what syntactic enviorments. As we saw in earlier examples, the range of transformations that PVs can undergo is different from that of the VPs. This examplified by the passive transformation.

Fraser's thesis' first syntactic example of manifestation of MV -ADVB break is that no phrase dominated by ADV (footnote which we regard as the VP correlate) can ever become the subject of a sentence. This is shown in the following examples:

	9. (a) The operator looked up the number as the flag raised outside in front of the building. 
	
	(b) The number was looked up by the operator as the flag raised outside in front of the building. 
	
	(c) The operator looked up the pole as the flag raised in front of the crowd. 

	(d) *The pole was looked up by the operator as the flag raised in front of the crowd. 
 
So, this means that passivization like nominalization is a transformation that can apply only on phrasal verbs. The enviornment once again describes a situation which is mutually exclusive to Pvs. To form a passive sentence the direct object noun phrase moves to the beggining of the sentence and becomes the subject. The verb main verb become a form of "to be" and the original verb changes accordingly by becoming the past participle. As this situation is regular is can be described by a parser algorythm., the specifics/intr inadequacys of which e do not need to be concerned with here. The key is that if we are indeed able to passive the sentence or the sentence is already passivized in the folowing form then it must be a PV and not VP. What is useful for our purposes is the regularity of a passive construction.

2.5 Phrasal Verb Transformations: Quasi-Passive



PVs have yet another unique formation potential as explained by Fraser. > "... the syntactic patterning of verb-particle combinations differ from the uncombined verb involves a quasi-passive sense attributed to the verb particle combination with the usual object of the verb now becoming the subject of the verb-particle combination. "

Fraser's examples come from Kennedy (1920)


It is possible to search for these situations if the parser makes use of punctuation. At this time, this has alogorythm has not been deisgned amd implemented.

2.6 Phrasal Verb Transformations: Relative Clause and Wh questions



Yet another transformation is helpful in determining PV sequences. Theoretical underpinnings for the examples can be seen in Fraser's second manifestation on the MV-ADVB split. This hinges on the fact that no constituent dominated by MV can preposed to the front of the sentence. This means that the transformations involving preposing of relative clauses and wh question formation can only The

3.0 Phrasal Verbs: Tests of Constituency



There are two basic tests of constituency. One of them is conjunction and the other one is substitution. These transformation require pre-existing constructions with established category membership. These rules are used to show that substitution of like phrases is often permitted, and that phrases only conjoin with like phrases. This is a bit far a field for purposes focusing on a data driven analysis, yet it is useful in determining PV from other combinations..

4.0 Verb + Matrix



These facts coalesce to provide the following profile of transformation interaction along the PV and VP dichotomy.
Verb + P Combinations and the Parser
Verb + P Combinations
AlternationPhrasal VerbVerb + PrepParser
Particle ShiftYesNoYes
NominalizationYNYes
Manner AdverbialsNYYes
ParentheticalYNYes
PassiveYNNo
Quasi-PassiveYNNo
Relative ClauseNYNo